Regulatory Advisory
India’s regulatory environment is dense and fast-moving. We help organisations stay compliant and well-structured across the principal financial-sector regulators, and achieve the international certifications that open markets. Our focus is regulatory-body advisory — not tax or GST.
SEBI / Capital Markets
Listed-entity and capital-market compliance.
For listed and listing-bound companies, SEBI's regulations govern everything from disclosure to acquisitions. Getting them right is a condition of market access; getting them wrong invites penalties and reputational damage.
HOW WE HELP
- Ensure LODR listing and disclosure compliance
- Advise on ICDR for issues and fundraising
- Navigate the Takeover Code in M&A
- Implement insider-trading codes and structured digital databases
- Prepare IPO and listing readiness
OUTCOMES & DELIVERABLES
RBI / FEMA & Financial Sector
Banking, NBFC and cross-border structuring.
RBI and FEMA regulate financial-sector entities and all cross-border capital flows. Whether you are an NBFC managing prudential norms or a company structuring foreign investment, the compliance is detailed and consequential.
HOW WE HELP
- Advise on NBFC registration and prudential compliance
- Structure inbound (FDI) and overseas (ODI) investment
- Manage FEMA and foreign-exchange compliance
- Handle remittance and reporting such as FC-GPR and FC-TRS
- Liaise on RBI approvals and queries
OUTCOMES & DELIVERABLES
MCA / ROC / Companies Act
Corporate compliance, kept current.
Every company carries continuous obligations under the Companies Act — from incorporation through annual filings, charges and registers. Lapses here are common, cumulative and increasingly penalised.
HOW WE HELP
- Handle incorporation and entity structuring
- Manage annual ROC filings and event-based forms
- Maintain statutory registers and charge filings
- Support board and general-meeting compliance
- Resolve defaults and condonation matters
OUTCOMES & DELIVERABLES
IRDAI & PFRDA
Insurance and pension-sector regulation.
Entities in the insurance and pension space operate under dedicated regulators — IRDAI and PFRDA — each with its own licensing, conduct and reporting regime. Specialist advisory keeps these regulated businesses compliant and well-positioned.
HOW WE HELP
- Advise on IRDAI licensing and intermediary compliance
- Support PFRDA registration and pension compliance
- Build conduct and disclosure frameworks
- Manage periodic regulatory reporting
- Liaise with regulators on approvals
OUTCOMES & DELIVERABLES
ISO Certifications & Management Systems
International standards that open markets.
ISO management-system certifications signal credibility to customers, partners and regulators worldwide. We take organisations from gap to certification across the standards that matter most — and connect them to the underlying risk and ESG work.
HOW WE HELP
- Assess gaps against the target ISO standard
- Build the management system and documentation
- Implement controls and train teams
- Run internal audits and management reviews
- Support certification and surveillance audits